[UPDATE: I should have credited Alexander Wendt with the concepts of natural kinds and social kinds I discuss in this post. See Social Theory of International Relations, Part I: Social Theory. My apologies, professor. I hope I at least added a bit of analysis with my discussion of whether rights are social or natural kinds.]
Americans talk a lot about rights (defined as a just claim or title, whether legal, prescriptive, or moral). Some we have written down as specific limits on the power of government, such as prohibitions against infringement on a “right to keep and bear arms.” Others remain less clearly defined yet just as vigorously claimed, like the right to freedom of movement or the “pursuit of happiness.” We talk about “active rights” to assert our agency in certain realms (e.g., speech, assembly), and “passive rights,” which create duties for others to give or permit something. We also distinguish between positive rights (to a good or service) and negative rights (to non-interference). However we lay our claims to them, rights help define proper action and just institutions.
For some, the force of our rights claims and the definitions of justice we use them to reach depend in no small part on their sources. If a creator endowed humans with specific rights, or if the nature of humanity confers them, individuals have more powerful claims against others, and the rights framework creates an a priori assumption of justice. Rights that depend on human concepts of right and wrong developed through discourse, on the other hand, provide more limited protection for individuals and a definition of justice more subject to change.
In this post I will argue that rights are a social construct of inter-subjective understandings shared by humans, and do not arise from nature, whether or not metaphysical. I will do this by first making a case that rights are social, not natural kinds, and then outlining their changing nature. In a later post I plan to discuss gun rights in this context, since proponents link them to a foundational right to life.
Natural kinds have intrinsic properties that make them members of the relevant kind and give them particular functions, behaviors, or agency in determinate ways (that is, these characteristics make up causal structures which determine the nature of the kind, however we refer to them). These properties must be open to scientific examination, and subject to predictions about how they will work, behave, or give agency to the kind. So after some study we can, for example, outline the causal structures that differentiate gold from lead, or dogs from cats, or humans from apes, and predict how these structures cause variation in function and behavior across environments and circumstances. Moreover, the methods or language we use to refer to natural kinds–our names for them–make no difference. Gold and lead differ not because we give them different names, but because their intrinsic properties determine their differences.
Social kinds use the properties of natural kinds as a foundation for human construction of social order, but they depend on the shared beliefs, concepts, and theories held by actors. Social kinds are inherently relational, and constituted by social interactions among actors. This means we cannot study social kinds in a scientific manner since we cannot reduce them to their component parts, which have no meaning independent of the extrinsic relations each has with other social kinds. We can investigate the nature of gold, for example, without regard to the properties of lead, but it makes no sense to study professors independent of their relationship with students–without one, the other cannot exist. Unlike natural kinds, variation among social kinds depends on how we think about and refer to them.
For rights to be natural kinds, therefore, they must depend on intrinsic properties of human beings which differentiate humans from other natural kinds and are open to scientific examination independent of social relations. Such rights must exist for individual humans however we refer to them, and without regard to our definition of “human,” or whether or not other individual human beings even exist. But rights have no meaning except as moral justice claims against other people. A “right to survive” for a human being alone in the state of nature therefore has no meaning, and cannot be studied: the forces of nature–storms and tigers–will not respond to such a rights claim. Since we cannot examine the causal structures which make rights intrinsic to humans without referral to other humans or interactions among them, rights must be social kinds, dependent on social relations and justice claims made against each other. How we define and refer to them matters.
The fact that our concepts of rights and their meaning–indeed, of the value of the individual human itself—do not remain static supports this view. Natural rights intrinsic to humans could not change through human intervention (e.g, defining “human”) any more than alchemists could alter the intrinsic properties of lead to make gold. Yet our definitions of what constitutes a just claim–or right–as well as our understanding of which human beings qualify to assert justice claims, have shifted steadily over the course of human history.
Until the development of a more powerful human understanding of the individual around the 11th Century, few people would have claimed individual rights. Plato believed in the inalterable social nature of man, and did not think individuals could be self-sufficient. Aristotle wrote that citizenship depended on the social structure, so the state is in some sense prior to the individual, who had no rights claims against it. And early Christians (especially St. Paul) discussed the church in terms of a shared Body of Christ and Spirit, with each member a limb of the body or a stone in the temple. None of these ancient thinkers thought of the individual human separately from the societies they inhabited, and did not discuss individuals in terms of rights to resist the claims made by society.
For a variety of reasons, concepts of individualism and humanism expanded after about 1000 ACE. Hobbes, Hume, and Locke, among others, began to discuss humans as individuals, and how they could construct societies without relinquishing their claims to justice. Though these writers often referred to these claims as “natural,” accruing to humans by virtue of existence, none make a case for or describes the intrinsic inalterable characteristics of natural rights beyond suggesting that God endows them, or simply asserting them. Indeed, none of the classic discussions of man in the state of nature explain how rights exist prior to human interaction without placing them in that context.
After a time, the American Founders explicitly encoded a list of justice claims individuals could make against the State, though the definition of who could make these claims remained unsettled. Indeed, the assertion that individual human beings have a natural right to make justice claims against society or the state depends on a universal definition of “human” or “individual” which escapes us to this day. Even many Americans, for example, who claim the inalienable rights encoded in the Constitution, would not agree that non-citizens may claim them–aliens have no “rights,” natural or otherwise, under our founding document.
Individual justice claims–rights–depend not on the nature of human beings, or accrual to individuals by virtue of existence, but on our shared understanding of concepts like “right,” “wrong,” and “justice,” which do not exist outside the context of human interaction. Rights, that is, do not exist for a lone human in the state of nature. They come to being only through interaction between individuals, and cannot be studied apart from human social relations and the concepts humans share because they do not exist apart from concepts. No such claim, for example, has any meaning without a natural, universally accepted definition of “human” with respect to who may make it.
This makes rights a social kind, dependent on human social relations, and meaningful only in that context. They have no natural basis, and do not accrue to humans by virtue of existence without regard to interaction with others. Indeed, the very assertion of a claim to a right requires another person to make the claim against. Since the claim of a right requires a respondent, such claims arise from man’s responses, not his nature.
#1 by Laci the Dog at January 17th, 2010
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WOW! This is really a super post, Stan.
Your point about non-citizens not having rights was expressed in two SCOTUS decisions used by “gun rights” proponents as supporting an “individual right”–Dred Scott v. Sandford, 60 U.S. (19 How.) 393 (1857) [Slaves as property, don't have rights] and U.S. v. Verdugo-Urquidez, 494 U.S. 259 (1990) [A Mexican citizen cannot claim Fourth Amendment protections do not apply to searches and seizures by United States DEA].
Additionally, rights need to be considered in context to their being granted. Using the Second Amendment as an example, the right of the people to keep and bear arms relates to the context of a well regulated militia. Although, the Second Amendment has been Judicially amended by DC v. Heller to now read: “The right of the people to keep and bear arms may be reasonably infringed.”
Rights have responsibilities and duties, which the Second Amendment requires a relationship to Militia Service. I find it amusing that in the early period of the republic, people sought exemptions from Militia service. Now, they seek the rights of that service without the obligations.
I think we both share enough of a knowledge of miltiary history to know that militia service was a compulsory duty.
#2 by mike w. at January 17th, 2010
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Additionally, rights need to be considered in context to their being granted
Rights are not “granted.”
#3 by clay barham at January 17th, 2010
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America proves Ayn Rand’s ideals. America was the only country that started a tradition of individual freedom and legal elbowroom for creative pebble droppers to lift the freedom and prosperity of community. We saw this expressed in how well local government worked, how vigilantes righted wrongs of the greedy takers, and the Tea Parties today challenge tyranny in Washington, D.C. Those who cower in the shadow of community interests criticize Rand for things that are not true, such as selfishness being held up as self-centeredness, which leads to pride, envy and anger. This she opposed, and Howard Roark sets the example of the outer-centered innovative individual, as expressed in his jury summation in Fountainhead. Her ideals are cited in SAVE PEBBLE DROPPERS & PROSPERITY on claysamerica.com.
#4 by R. Stanton Scott at January 18th, 2010
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Laci: thank you for the kind words. You correctly point out that the Militia Act of 1792 required “each and every free able-bodied white male citizen of the respective States, resident therein, who is or shall be of age of eighteen years, and under the age of forty-five years (except as is herein after excepted) shall severally and respectively be enrolled in the militia…” This Act also, by the way, required registration of militia arms, and periodic reports of the state of militia weaponry to the Commander in Chief of the State. It is impossible to read this Act without getting a sense that this Congress, at least, associated weapons ownership with enrollment in the militia, and understood the need to register and track the condition of at least some of the personal arms carried by citizens.
Still, Mike correctly states that “rights” do not depend on agents granting them. The human concepts of “rights” develop over time as social relations and the accompanying discourses normalize certain behavior over others. Some societies, for example, fail to broadly extend the power to make justice claims, or privilege a claim to property that others do not. In this way we decide things like which humans may make justice claims (that is, demand “rights”), and set a hierarchy of these claims (e.g., life over speech over food over security).
But agency matters in this story, because societies construct social, political, and economic frameworks–which include adjudicating agents–for managing these rights claims. Checks on rights claims therefore exist, both in the broad sense that such claims ultimately rest on the understanding of social relations in a particular society and in the narrower sense that individuals or small groups, working within institutional rules, will often have to show preference for one claim over another.
So while it makes little sense to discuss rights in terms of a grant from others (e.g., government), it is true that government does protect rights claims, mostly against competing claims.
#5 by R. Stanton Scott at January 18th, 2010
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Clay,
Ayn Rand was nothing more than a bad novelist who produced monotonous, barely readable prose–I mean, seriously, she needed 90 pages to say, essentially, “always act as selfishly as possible.”
Her philosophy–essentially an argument for organizing society around individual selfishness–barely carries the intellectual heft of the stoned midnight discussions typical of college sophomores. She spent her life promoting this ideal mostly so she could go around doing as she pleased and hurting everyone she encountered without feeling guilty.
We should all consider enlightened self interest as we make our way through the world, but Rand’s notions of the supremacy of individual rights make no sense unless you live in a world where everyone makes exactly the same claims to justice and these claims never conflict.
She compounds the silliness by claiming the objective truth of this idea–as if the broad range of human social relations she experienced in her lifetime, including societal reaction to her sex life and extramarital affairs, gave her no hint that human values depend on interaction and discourse, not objective truths.
Except perhaps on planet Stoned Sophomore, where both Ayn Rand and John Galt lived.
#6 by Laci the Dog at January 18th, 2010
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Actually, rights are “granted” by the interpretation and consent of society. Stan correctly points out that Society creates the agency for enforcing these rights.
But even though one believes one has a right to say, marriage if gay or health care, it is up to society to provide the mechanism to achieve those rights.
You can’t claim a right if society does not accept that right. I cannot claim a right to housing and interpret that to mean I can appropriate Buckingham Palace or the White House as my home.
#7 by R. Stanton Scott at January 18th, 2010
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Social relations include what appear to be ridiculous justice claims, and these claims themselves influence the inter-subjective understandings that make up the social framework. A claim in 18th Century America that black Africans have the same moral claim to justice and liberty as white land owners would have been derided as strongly as your claim to Buckingham Palace–even as a few at the margins would have accepted it.
So the claim exists without regard to social acceptance, and however scorned it matters.
It is important to remember that the social institutions we construct, including government, do not exist independent of the principals–that is, human beings in social relations–who created them. Government has agency only to the extent that we permit it, and it looks the way it does because we made it so. To paraphrase Wendt, government (and for that matter society itself) is what we make of it.
#8 by Bob S. at January 18th, 2010
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Stan,
One of the items I read about the registration, amazing how you forgot to mention this, was that not all arms were required to be registered for militia use — just the arms that were to be used for militia duty.
Also, if a person was too poor to be able to purchase a firearm, the militia/state was to provide one. Sure you want to go back to those times?
I still have not seen addressed the concept of individual self defense being a prerequisite for militia service.
How can a militia form if the people in the militia have no means to fight their way to the meeting place?
That is sort of saying you have a right to assembly but the government can stop any individual from going to an assembly.
#9 by R. Stanton Scott at January 18th, 2010
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Bob,
Please take a closer look at my response to Laci. I think I clearly state that the Act required registration of militia weapons:
I did not say that the Act provided for universal registration of firearms.
Also, the Militia Act of 1792 does not require the militia or state to provide arms for poor citizens required to serve but unable to arm themselves. Can you please show me which Act (or State laws) provides for this?
Finally, I’m curious about your concept of individual self defense as a prerequisite for militia service. Are you claiming that such citizens have a right to defend themselves because they need to “fight their way” to the militia’s meeting place when called to service?
Even a right to self-defense would not protect militia members wishing to form for insurrection “in any state, against the government thereof” or to oppose “the laws of the United States, or the execution thereof.” Given that the Militia Acts of 1792 provided for action against such rebellion, I doubt that the Founders would have thought so. I’m curious about how you would support this claim.
#10 by mike w. at January 20th, 2010
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Even a right to self-defense would not protect militia members wishing to form for insurrection
And you still haven’t answered bob’s basic question (one I have posed to you numerous times now)
The founders were quite clear about who the militia were, and the 1792 Militia acts were quite clear about how those members were to appear for service. (hint, with their own personal arms and ammunition.)
Furthermore, with what you said as quoted above you are putting words in Bob’s mouth.